Mandatory Authority vs Secondary Authority in Law - What is The Difference?

Last Updated Feb 2, 2025

Secondary authority refers to legal materials that explain, interpret, or analyze primary legal sources such as statutes, case law, and regulations. These include legal encyclopedias, treatises, law review articles, and restatements, which provide valuable insights but are not binding in court. Explore the rest of this article to understand how secondary authority can support and strengthen your legal research.

Table of Comparison

Aspect Secondary Authority Mandatory Authority
Definition Legal materials that are persuasive but not binding on courts Legal sources that courts are required to follow
Examples Legal commentaries, treatises, law review articles, legal encyclopedias Constitutions, statutes, regulations, binding case law
Authority Level Persuasive authority Binding authority
Purpose To guide legal reasoning and interpretation To govern legal decisions and outcomes
Use in Court Advisory; may influence but does not control decisions Compulsory; must be followed by the court
Jurisdiction Dependence Generally applicable across jurisdictions as reference Specific to the jurisdiction and court level

Understanding Legal Authority: An Overview

Secondary authority includes legal resources such as law review articles, legal encyclopedias, and treatises that explain, interpret, or analyze the law but are not binding in court decisions. Mandatory authority consists of statutes, constitutions, and precedent from higher courts within the jurisdiction that must be followed by lower courts when deciding cases. Understanding the distinction between these two types of legal authority is crucial for effective legal research and argumentation.

Defining Secondary Authority

Secondary authority consists of legal materials that explain, interpret, or analyze primary law but do not carry binding legal weight in court decisions. These sources include legal encyclopedias, treatises, law review articles, and restatements, providing guidance and insight rather than direct legal mandates. Distinguishing secondary authority from mandatory authority is crucial for accurate legal research and effective argumentation.

What is Mandatory Authority?

Mandatory authority refers to legal sources that a court must follow when deciding a case, including constitutions, statutes, and binding judicial precedents within the relevant jurisdiction. These authorities have controlling power over case outcomes and cannot be disregarded by the judiciary. Understanding mandatory authority ensures compliance with established laws and guarantees consistency in legal rulings.

Key Differences Between Secondary and Mandatory Authority

Mandatory authority consists of legal sources that courts must follow, such as constitutions, statutes, and binding precedents from higher courts within the same jurisdiction. Secondary authority includes sources that courts may consider but are not obligated to follow, like legal commentaries, law reviews, and treatises. Key differences lie in their binding nature, hierarchical importance, and their impact on judicial decision-making, with mandatory authority providing controlling precedent and secondary authority offering persuasive guidance.

Examples of Secondary Authority in Legal Research

Secondary authority in legal research includes sources that explain, interpret, or analyze the law but are not binding on courts, such as legal encyclopedias, law review articles, treatises, restatements of law, and legal dictionaries. Examples of secondary authority include the American Law Reports (ALR), the Restatement of Contracts, and the Corpus Juris Secundum, which provide commentary and summaries helpful in understanding primary sources. These materials assist researchers in clarifying complex legal principles, though courts are not obligated to follow them.

Examples of Mandatory Authority in Legal Proceedings

Mandatory authority in legal proceedings includes statutes, constitutions, and binding court decisions such as precedents set by the Supreme Court, which lower courts are required to follow. For example, the U.S. Supreme Court rulings on federal constitutional issues serve as mandatory authority for all federal and state courts. Similarly, federal statutes enacted by Congress are mandatory authority that governs legal outcomes within their jurisdiction.

The Role of Secondary Authority in Court Decisions

Secondary authority, including legal encyclopedias, treatises, and law review articles, serves as interpretative guidance rather than binding precedent in court decisions. Courts rely on secondary authority to clarify, explain, or support legal principles when mandatory authority such as statutes or binding case law is ambiguous or absent. Though not controlling, secondary authority significantly influences judicial reasoning by providing persuasive analysis and contextual understanding.

The Importance of Mandatory Authority in Legal Outcomes

Mandatory authority consists of binding legal sources such as constitutions, statutes, and court precedents that courts must follow in making decisions, directly shaping legal outcomes. Secondary authority includes persuasive materials like law review articles and legal encyclopedias, which may guide but do not compel judicial rulings. The primacy of mandatory authority ensures consistency, predictability, and legitimacy in the legal system by requiring courts to adhere to established rules and precedents.

When to Use Secondary vs Mandatory Authority

Mandatory authority must be used when a legal issue falls directly under a jurisdiction's binding precedent or statutory law, ensuring that courts follow established legal rules without deviation. Secondary authority serves to support or explain mandatory authority by providing persuasive insights from legal commentaries, law review articles, and treatises, which are especially useful when mandatory authority is ambiguous or lacking. Use mandatory authority to establish the foundational legal requirements and secondary authority to clarify, interpret, or advocate for broader legal principles in complex or evolving areas of law.

Best Practices for Citing Legal Authorities

Best practices for citing legal authorities emphasize prioritizing mandatory authority, such as statutes, regulations, and binding case law, to ensure the strongest legal foundation. Secondary authority, including law review articles, legal treatises, and restatements, should be used to support or clarify primary sources but never replace binding legal precedents. Proper citation format must adhere to jurisdiction-specific rules and include pinpoint citations to enhance credibility and facilitate verification.

Secondary Authority Infographic

Mandatory Authority vs Secondary Authority in Law - What is The Difference?


About the author. JK Torgesen is a seasoned author renowned for distilling complex and trending concepts into clear, accessible language for readers of all backgrounds. With years of experience as a writer and educator, Torgesen has developed a reputation for making challenging topics understandable and engaging.

Disclaimer.
The information provided in this document is for general informational purposes only and is not guaranteed to be complete. While we strive to ensure the accuracy of the content, we cannot guarantee that the details mentioned are up-to-date or applicable to all scenarios. Topics about Secondary Authority are subject to change from time to time.

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